-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6nMKygGNTZeJje0r92AzZu6y8uD+AWZaVN4jfu03waZKAMN7dOsq7Yf1Kwas0+i nlwE8IBwJbREcKujrqFz/g== 0000950134-97-001497.txt : 19970305 0000950134-97-001497.hdr.sgml : 19970305 ACCESSION NUMBER: 0000950134-97-001497 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970304 SROS: NASD SROS: PSE GROUP MEMBERS: BOX BROTHERS HOLDING CO GROUP MEMBERS: BOX CONTROL, LLC GROUP MEMBERS: DON D. BOX GROUP MEMBERS: DON D. BOX 1996 TRUST GROUP MEMBERS: DOUGLAS D. BOX 1996 TRUST GROUP MEMBERS: GARY D. BOX GROUP MEMBERS: GARY D. BOX 1996 TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOX ENERGY CORP CENTRAL INDEX KEY: 0000874992 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 752369148 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46185 FILM NUMBER: 97549781 BUSINESS ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148908000 MAIL ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225-6211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOX BROTHERS HOLDING CO CENTRAL INDEX KEY: 0000922929 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 1300 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 2148908069 MAIL ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 2500 CITY: WILMINGTON STATE: DE ZIP: 19801 SC 13D/A 1 AMENDMENT NO. 4 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) * Box Energy Corporation (Name of Issuer) Class A (Voting) Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) 103168100 (Cusip Number) Don D. Box 8201 Preston Road, Suite 600 Dallas, Texas 75225 (214) 890-8000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 26, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following pages) 2 - ------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Brothers Holding Company - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Delaware - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power: 1,840,525 Shares Beneficially ----------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each Reporting ----------------------------------------------------------------- Person 9. Sole Dispositive Power: 1,840,525 With ----------------------------------------------------------------- 10. Shared Dispositive Power: -0- - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 - ------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ------------------------------------------------------------------------------- 14. Type of Reporting Person: CO - ------------------------------------------------------------------------------- Page 2 of 14 3 - ------------------------------------------------------------------------------- 1. Name of Reporting Person: Don D. Box 1996 Trust - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power: -0- Shares Beneficially ----------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each Reporting ----------------------------------------------------------------- Person 9. Sole Dispositive Power: -0- With ----------------------------------------------------------------- 10. Shared Dispositive Power: -0- - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - ------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - ------------------------------------------------------------------------------- (1) In its capacity as one of three members of Box Control, LLC Page 3 of 14 4 - ------------------------------------------------------------------------------- 1. Name of Reporting Person: Gary D. Box 1996 Trust - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power: -0- Shares Beneficially ----------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each Reporting ----------------------------------------------------------------- Person 9. Sole Dispositive Power: -0- With ----------------------------------------------------------------- 10. Shared Dispositive Power: -0- - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - ------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - ------------------------------------------------------------------------------- (1) In its capacity as one of three members of Box Control, LLC Page 4 of 14 5 - ------------------------------------------------------------------------------- 1. Name of Reporting Person: Douglas D. Box 1996 Trust - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power: -0- Shares Beneficially ----------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each Reporting ----------------------------------------------------------------- Person 9. Sole Dispositive Power: -0- With ----------------------------------------------------------------- 10. Shared Dispositive Power: 1,840,525 (1) - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - ------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - ------------------------------------------------------------------------------- (1) In its capacity as one of two holders of voting stock of Box Brothers Holding Company. Page 5 of 14 6 - ------------------------------------------------------------------------------- 1. Name of Reporting Person: Don D. Box - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power: -0- Shares Beneficially ----------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each Reporting ----------------------------------------------------------------- Person 9. Sole Dispositive Power: -0- With ----------------------------------------------------------------- 10. Shared Dispositive Power: 1,840,525 (1) - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - ------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - ------------------------------------------------------------------------------- (1) In his capacity as one of three trustees of the Douglas D. Box 1996 Trust, and as sole manager of Box Control, LLC. Page 6 of 14 7 - ------------------------------------------------------------------------------- 1. Name of Reporting Person: Gary D. Box - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power: -0- Shares Beneficially ----------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each Reporting ----------------------------------------------------------------- Person 9. Sole Dispositive Power: -0- With ----------------------------------------------------------------- 10. Shared Dispositive Power: -0- - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - ------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - ------------------------------------------------------------------------------- (1) In his capacity as one of three trustees of the Douglas D. Box 1996 Trust. Page 7 of 14 8 - ------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Control, LLC - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - ------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - ------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - ------------------------------------------------------------------------------- Number of 7. Sole Voting Power: -0- Shares Beneficially ----------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each Reporting ----------------------------------------------------------------- Person 9. Sole Dispositive Power: -0- With ----------------------------------------------------------------- 10. Shared Dispositive Power: 1,840,525 (1) - ------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - ------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - ------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - ------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Limited Liability Company - ------------------------------------------------------------------------------- (1) In its capacity as one of two owners of Box Brothers Holding Company voting common stock. Page 8 of 14 9 Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby amend Amendment No. 2 dated June 19, 1996, and Amendment No. 3 dated June 29, 1996 of the Schedule 13D Statement dated February 25, 1994 (the "Schedule 13D"), relating to the Class A (Voting) Common Stock, par value $1.00 per share, of Box Energy Corporation. Unless otherwise indicated, all defined terms used herein shall have the same meanings respectively ascribed to them in the Schedule 13D. Item 1. SECURITY AND ISSUER. This statement relates to shares of Class A (Voting) Common Stock, $1.00 par value per share (the "Stock"), of Box Energy Corporation (the "Issuer"). The principal executive offices of the Issuer are located at 8201 Preston Road, Suite 600, Dallas, Texas 75225. Item 2. IDENTITY AND BACKGROUND. Pursuant to Rule 13d-1(f) (1) - (2) of Regulation 13D-G of the General Rules and Regulations under the Act, the undersigned hereby file this Schedule 13D Statement on behalf of Box Brothers Holding Company, a Delaware corporation ("BBHC"), the Don D. Box 1996 Trust ("DDBT"), the Gary D. Box 1996 Trust ("GDBT"), the Douglas D. Box 1996 Trust ("DBT"), Don D. Box ("DDB"), Gary D. Box ("GDB") and Box Control, LLC ("BCLC"). BBHC, DDBT, GDBT, DBT, DDB, GDB and BCLC are sometimes hereinafter collectively referred to as the "Reporting Persons." On February 15, 1996, the Delaware Chancery Court ruled that BBHC had no outstanding shares of voting stock. (Thomas D. Box v. Douglas D. Box ("DB") and Box Brothers Holdings Company, No. 14238 (Del. Ch. February 15, 1996)). On February 23, 1996, BBHC issued eleven shares of voting stock to each of DDBT, GDBT and DBT (collectively, the "Trusts"). On February 26, 1997, GDBT contributed its Stock of BBHC to BCLC, in exchange for a non-voting membership interest in BCLC. On the same date, DBT contributed its Stock of BBHC to BCLC in exchange for a non-voting membership interest, and DDB contributed non- voting shares of BBHC common stock to BCLC in exchange for the sole voting membership. As the only holders of voting stock of BBHC, BCLC, and DDBT and its trustees, may, pursuant to Rule 13d-3 under the Act, be deemed to be the beneficial owners of the shares of the Stock owned by BBHC. (b) - (c) BBHC BBHC is a Delaware corporation, the principal business of which is acting as a holding company with holdings primarily in entities engaged in oil and gas production and related activities. The principal business address of BBHC, which also serves as its principal office, is 1105 North Market Street, Suite 1300, Wilmington, Delaware 19801. Pursuant to Instruction C to Schedule 13D of the Act, the name, residence or business address, and present principal occupation or employment of each director, executive officer and controlling person of BBHC are as follows: Page 9 of 14 10
RESIDENCE OR PRINCIPAL OCCUPATION NAME BUSINESS ADDRESS OR EMPLOYMENT DDB 8201 Preston Rd., Suite 600 Vice President, Treasurer, Dallas, Texas 75225 Secretary and Director of BBHC; President of CKB Petroleum, Inc. GDB 8201 Preston Rd., Suite 600 Vice President of BBHC; Dallas, Texas 75225 Vice President of CKB Petroleum, Inc. DB 8201 Preston Rd., Suite 600 President and Director of Dallas, Texas 75225 BBHC; Vice President of CKB Petroleum, Inc.
DDBT DDBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of DDBT, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to Instruction C to Schedule 13D of the Act, information with respect to DDB, GDB and DB, the Trustees of DDBT, is set forth above. GDBT GDBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of GDBT, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to Instruction C to Schedule 13D of the Act, information with respect to DDBT, GDB and DB, the Trustees of GDBT, is set forth above. DBT DBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of DBT, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to Instruction C to Schedule 13D of the Act, information with respect to DDB, GDB and DB, the Trustees of DBT, is set forth above. DDB See answers above. GDB See answers above. BCLC BCLC is a limited liability company established under the laws of the State of Texas. The principal business address of BCLC, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. Page 10 of 14 11 (d) None of the entities or persons identified in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Item 5. INTEREST IN SECURITIES OF THE ISSUER. (a) BCLC BCLC, as one of two holders of voting stock of BBHC, has shared power to vote or direct the vote and to dispose or direct the disposition of 1,840,525 shares of Stock. DDBT Because of its position as a member of BCLC, DDBT may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. GDBT Because of its position as a member of BCLC, GDBT may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. DBT Because of its position as one of two holders of voting stock of BBHC, DBT may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. (b) DDBT As one of three members of BCLC, DDBT is a non-voting member and may not vote or direct the vote or dispose or direct the disposition of 1,840,525 shares of the Stock. GDBT As one of three members of BCLC, GDBT is a non-voting member and may not vote or direct the vote or dispose or direct the disposition of 1,840,525 shares of the Stock. DBT As one of two holders of voting stock of BBHC, DBT has shared power to vote or to direct the vote and to dispose or to direct the disposition of 1,840,525 shares of the Stock. Page 11 of 14 12 DDB In his capacity as manager of BCLC and trustee of DBT, DDB has the shared power to vote or to direct the vote and to dispose or to direct the disposition of 1,840,525 shares of the Stock. GDB In his capacity as a trustee of the DBT, GDB has the shared power to vote or to direct the vote and to dispose or to direct the disposition of 1,840,525 shares of the Stock. (c) To the best of the knowledge of each of the Reporting Persons, none of the persons named in response to paragraph (a) has effected any transactions in shares of the Stock during the past 60 days. (d) Each of the Reporting Persons affirms that no person other than such Reporting Person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of the Stock owned by such Reporting Person. (e) Not Applicable. Page 12 of 14 13 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: March 2, 1997 BOX BROTHERS HOLDING COMPANY By: /s/ DON D. BOX ----------------------------------- Don D. Box, Vice President BOX CONTROL, LLC, By: /s/ DON D. BOX ----------------------------------- Don D. Box, Sole Manager By: /s/ DON D. BOX ----------------------------------- Don D. Box, Individually and as Trustee of each of: DON D. BOX 1996 TRUST GARY D. BOX 1996 TRUST DOUGLAS D. BOX 1996 TRUST (1) By: /s/ GARY D. BOX ----------------------------------- Gary D. Box, Individually and as Trustee of each of: DON D. BOX 1996 TRUST GARY D. BOX 1996 TRUST DOUGLAS D. BOX 1996 TRUST By: /s/ DON D. BOX ----------------------------------- Don D. Box, Attorney-in-Fact for: Douglas D. Box, as Trustee of each of DON D. BOX 1996 TRUST, GARY D. BOX 1996 TRUST, and DOUGLAS D. BOX 1996 TRUST (1) A Power of Attorney authorizing Don D. Box, et al., to act on behalf of Douglas D. Box previously has been filed with the Securities and Exchange Commission. Page 13 of 14 14 EXHIBIT INDEX
EXHIBIT DESCRIPTION 99.1 Agreement and Power of Attorney pursuant to Rule 13d-1(f) (1) (iii), previously filed with the Securities and Exchange Commission. Exhibit Filed With Original Schedule 13D Settlement Agreement dated as of February 17, 1994 by and between Thomas D. Box and Don D. Box acting in their capacity as independent co-executors of the Estate of Cloyde K. Box, Deceased and Box Brothers Holding Company, a Delaware corporation, previously filed with the Securities and Exchange Commission.
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